Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/28?limit=200®isters=between&mode=atom2024-12-22T17:05:14-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/07/28/Z9-16545.htmlNotice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval to a Proposed Rule Change Amending Rule 70.25 To Permit All Available Contra-Side Liquidity to Trigger the Execution of a d-Quote2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00Z9-16545Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/Z9-16545.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/Z9-16179.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00Z9-16179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/Z9-16179.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-18070.htmlNotice - Sunshine Act Meeting2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-18070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-18070.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17935.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Haircuts Applied to Eligible Clearing Fund Securities2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17935.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17892.htmlNotice - Compagnie de Financement Foncier; Notice of Application2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17892.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17889.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc. and NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Amending the By-Laws of The NASDAQ OMX Group, Inc., Their Parent Company2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17889.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17884.htmlNotice - Pax World Funds Trust II, et al.; Notice of Application2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17884Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17884.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17883.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment No. 3 to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17883Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17883.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17882.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Exchange Rules for the Options Order Protection and Locked/Crossed Market Plan2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17882Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17882.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17881.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update Rule Cross-References and Make Other Various Non-Substantive Technical Changes to FINRA Rules2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17881Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17881.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17880.htmlNotice - Joint Industry Plan; Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc.; Notice of Filing of Amendments to the Intermarket Options Linkage Plan To Withdraw From the Plan2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17880Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17880.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17879.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Rescinding NYSE Rule 110 Which Establishes the Role of Competitive Traders and Exchange Rule 107A Which Establishes the Role of the Registered Competitive Market Makers2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17879Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17879.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17865.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend BATS Fee Schedule to Impose Fees for Ports Used for Order Entry and Receipt of Market Data2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17865Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17865.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17861.htmlNotice - Sunshine Act Meeting2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17861Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17861.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17860.htmlNotice - Sunshine Act Meeting2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17860Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17860.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17859.htmlNotice - Proposed Extension of Existing Collection; Comment Request2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17859Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17859.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/28/E9-17858.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend Rules 6440 and 6540 To Require Members To Create a Contemporaneous Record of Certain Customer and Order Information2009-07-28T00:00:00-07:002009-07-28T00:00:00-07:00E9-17858Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-28/pdf/E9-17858.pdf