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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/24?registers=between
Tue, 15 Jul 2025 08:21:34 -0700Tue, 15 Jul 2025 08:21:34 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/24?registers=between
Notice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17769.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17769.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17769.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend Two Pilot Programs Related to the Exchange's Automated Improvement Mechanism
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17638.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17638.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17638Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17638.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process on the Boston Options Exchange Facility
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17637.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17637.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17637Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17637.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Orders on the NASDAQ Options Market
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17636.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17636.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17636Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17636.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17635.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17635.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17635Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17635.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Price Improvement Mechanism Pilot Program
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17634.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17634.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17634Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17634.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2262 (Disclosure of Control Relationship With Issuer), 2269 (Disclosure of Participation or Interest in Primary or Secondary Distribution) and 5260 (Prohibition on Transactions, Publication of Quotations, or Publication of Indications of Interest During Trading Halts) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17633.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17633.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17633Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17633.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing the Schedule of Fees and Charges for Exchange Services
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17632.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17632.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17632Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17632.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(mm)
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17631.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17631.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17631.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 2 To Redefine the Term “Member Organization”
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17630.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17630.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17630Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17630.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 2 To Redefine the Term “Member Organization”
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17629.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17629.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17629.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Immediately Add New FAZ and FAS Option Series Within Five Days of Expiration
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17628.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17628.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17628Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17628.pdfProposed Rule - Proposed Amendment to Municipal Securities Disclosure
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17466.html
https://regulations.justia.com/regulations/fedreg/2009/07/24/E9-17466.htmlFri, 24 Jul 2009 00:00:00 -0700E9-17466Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-24/pdf/E9-17466.pdf