Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/17?limit=200®isters=between&mode=atom2024-12-22T17:11:49-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17016.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17016Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17016.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17015.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17015Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17015.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17014.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17014Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17014.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17013.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17013Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17013.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17012.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Extend the Short Term Option Series Pilot Program2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17012Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17012.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17011.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Extend the One Week Option Series Pilot Program2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17011Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17011.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17010.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Article 20, Rule 1 Relating to the Declaration of Trading Halts on the Exchange2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17010Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17010.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17008.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Its Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17008Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17008.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17007.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17007Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17007.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17006.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program for Short Term Options Series2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17006Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17006.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17005.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Amend Its Limited Liability Agreement and By-Laws2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17005Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17005.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17004.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permanently Establish the Quarterly Options Series Pilot Program2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17004Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17004.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17003.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17003Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17003.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17002.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Quarterly Options Series Pilot Program on the Boston Options Exchange Facility2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-17002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17002.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/17/E9-16764.htmlProposed Rule - Proxy Disclosure and Solicitation Enhancements2009-07-17T00:00:00-07:002009-07-17T00:00:00-07:00E9-16764Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-16764.pdf