Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/17?limit=200&registers=between&mode=atom 2024-12-22T17:11:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17016.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17016 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17016.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17015.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rules 60, 70 and 1000 To Reflect Modifications to the Manner in Which the Exchange Will Quote and Trade With Respect to Liquidity Replenishment Points 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17015 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17015.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17014.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17014 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17014.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17013.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 72 To Eliminate Parity Allocations for DMM Interest Added Intra Day During a Slow Quote or When Verbally Trading With Floor Brokers at the Point of Sale 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17013 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17013.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17012.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Extend the Short Term Option Series Pilot Program 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17012 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17012.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17011.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. To Extend the One Week Option Series Pilot Program 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17011 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17011.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17010.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Article 20, Rule 1 Relating to the Declaration of Trading Halts on the Exchange 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17010 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17010.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17008.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Its Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17008 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17008.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17007.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Option Trading Rules in Order To Adopt the Quarterly Option Series Pilot Program on a Permanent Basis 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17007 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17007.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17006.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program for Short Term Options Series 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17006 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17006.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17005.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change To Amend Its Limited Liability Agreement and By-Laws 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17005 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17005.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17004.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permanently Establish the Quarterly Options Series Pilot Program 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17004 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17004.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17003.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Delta Hedging Exemption From Equity Options Position Limits to Customers 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17003 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17003.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-17002.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Permanent the Quarterly Options Series Pilot Program on the Boston Options Exchange Facility 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-17002 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-17002.pdf https://regulations.justia.com/regulations/fedreg/2009/07/17/E9-16764.html Proposed Rule - Proxy Disclosure and Solicitation Enhancements 2009-07-17T00:00:00-07:00 2009-07-17T00:00:00-07:00 E9-16764 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-17/pdf/E9-16764.pdf