<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/13?registers=between Fri, 27 Jun 2025 03:27:58 -0700 Fri, 27 Jun 2025 03:27:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/13?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16596.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16596.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16596 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16596.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16587.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16587.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16587 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16587.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Two New Order Types to NYSE Arca Equities Rule 7.31 https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16579.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16579.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16579 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16579.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16578.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16578.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16578 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16578.pdf Notice - Investor Advisory Committee; Meeting https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16503.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16503.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16503 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16503.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16479.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16479.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16479 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16479.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Granting Approval of a Proposed Rule Change as Amended Relating to FAST and DRS Limited Participant Requirements for Transfer Agents https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16455.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16455.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16455 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16455.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permanent Approval of the Exchange's Quarterly Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16452.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16452.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16452 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16452.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Relating to Permanent Approval of the Exchange's Quarterly Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16451.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16451.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16451 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16451.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc. https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16450.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16450.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16450 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16450.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Adding the Post Only and Post Only ISO Order Types https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16449.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16449.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16449 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16449.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Transaction-Related Charges for Trade Reporting to the OTC Reporting Facility https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16448.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16448.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16448 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16448.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16387.html https://regulations.justia.com/regulations/fedreg/2009/07/13/E9-16387.html Mon, 13 Jul 2009 00:00:00 -0700 E9-16387 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-13/pdf/E9-16387.pdf