<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/10?registers=between Sat, 28 Jun 2025 06:37:23 -0700 Sat, 28 Jun 2025 06:37:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/10?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/07/10/Z9-16036.html https://regulations.justia.com/regulations/fedreg/2009/07/10/Z9-16036.html Fri, 10 Jul 2009 00:00:00 -0700 Z9-16036 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-10/pdf/Z9-16036.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Chicago Board Options Exchange Stock Exchange Fees Schedule To Establish an Additional Transaction Fee Related to Stock Option Trades https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16358.html https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16358.html Fri, 10 Jul 2009 00:00:00 -0700 E9-16358 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-10/pdf/E9-16358.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Addendum O https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16355.html https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16355.html Fri, 10 Jul 2009 00:00:00 -0700 E9-16355 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-10/pdf/E9-16355.pdf Notice - GE Funds, et al.,; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16332.html https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16332.html Fri, 10 Jul 2009 00:00:00 -0700 E9-16332 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-10/pdf/E9-16332.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 4, To Amend NYSE Rule 452 and Corresponding Listed Company Manual Section 402.08 To Eliminate Broker Discretionary Voting for the Election of Directors, Except for Companies Registered Under the Investment Company Act of 1940, and To Codify Two Previously Published Interpretations That Do Not Permit Broker Discretionary Voting for Material Amendments to Investment Advisory Contracts With an Investment Company https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16318.html https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16318.html Fri, 10 Jul 2009 00:00:00 -0700 E9-16318 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-10/pdf/E9-16318.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Amending the Direct Edge ECN Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16316.html https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16316.html Fri, 10 Jul 2009 00:00:00 -0700 E9-16316 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-10/pdf/E9-16316.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to NASDAQ Options Market Options Participant Membership Requirements, Order Entry Times and Confirmation Statements https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16315.html https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16315.html Fri, 10 Jul 2009 00:00:00 -0700 E9-16315 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-10/pdf/E9-16315.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules To Allow Customers To Transmit Orders on the Exchange With Settlement Instructions of “Cash,” “Next Day” and “Seller's Option” Directly to a Floor Broker for Manual Execution https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16314.html https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16314.html Fri, 10 Jul 2009 00:00:00 -0700 E9-16314 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-10/pdf/E9-16314.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rules To Allow Customers To Transmit Orders on the Exchange With Settlement Instructions of “Cash,” “Next Day,” and “Seller's Option” Directly to a Floor Broker for Manual Execution https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16313.html https://regulations.justia.com/regulations/fedreg/2009/07/10/E9-16313.html Fri, 10 Jul 2009 00:00:00 -0700 E9-16313 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-10/pdf/E9-16313.pdf