Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/09?limit=200&registers=between&mode=atom 2025-01-03T09:14:53-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16189.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16189 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16189.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16188.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending the Linkage Fees Portion of the Schedule of Fees and Charges for Exchange Services 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16188 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16188.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16187.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 960NY-Trading Differentials 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16187 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16187.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16186.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.72 Trading Differentials 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16186 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16186.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16185.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16185 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16185.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16184.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16184 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16184.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16183.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the BOX Fee Schedule To Remove Three Classes From the Liquidity Make or Take Pricing Structure 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16183 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16183.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16182.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16182 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16182.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16181.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program on the Boston Options Exchange Facility 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16181 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16181.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16180.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16180 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16180.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16179.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Penny Pilot Program 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16179 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16179.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16178.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Relating to Fees Applicable to “P” and “P/A” Orders 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16178 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16178.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16177.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program Related to a Specialist Fee Credit for Linkage Orders 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16177 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16177.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16176.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to PrecISE Fees 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16176 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16176.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16175.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16175 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16175.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16174.html Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.9, Entitled “Orders and Modifiers,” and BATS Rule 11.12, Entitled “Priority of Orders” 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16174 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16174.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16173.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.9-Exercise Limits 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16173 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16173.pdf https://regulations.justia.com/regulations/fedreg/2009/07/09/E9-16172.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Cancellation Fee 2009-07-09T00:00:00-07:00 2009-07-09T00:00:00-07:00 E9-16172 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-09/pdf/E9-16172.pdf