<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/08?registers=between Fri, 27 Jun 2025 17:59:16 -0700 Fri, 27 Jun 2025 17:59:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/08?registers=between Notice - In the Matter of GenX Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16040.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16040.html Wed, 08 Jul 2009 00:00:00 -0700 E9-16040 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16040.pdf Proposed Rule - Shareholder Approval of Executive Compensation of TARP Recipients https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16037.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16037.html Wed, 08 Jul 2009 00:00:00 -0700 E9-16037 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16037.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16002.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16002.html Wed, 08 Jul 2009 00:00:00 -0700 E9-16002 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16002.pdf Notice - Federated Core Trust III, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16000.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16000.html Wed, 08 Jul 2009 00:00:00 -0700 E9-16000 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16000.pdf Notice - WisdomTree Asset Management, Inc. and WisdomTree Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15999.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15999.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15999 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15999.pdf Notice - Securities Exchange Act of 1934; In the Matter of The NASDAQ Stock Market LLC https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15998.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15998.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15998.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Fees for the Top of PHLX Options (“TOPO”) Data Feed https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15997.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15997.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15997.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Outside Business Activities of Registered Persons https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15996.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15996.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15996 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15996.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Dent Tactical ETF https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15995.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15995.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15995 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15995.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or July 24, 2009 https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15994.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15994.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15994 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15994.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15993.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15993.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15993 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15993.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding a New Options Market Linkage Structure https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15992.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15992.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15992 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15992.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15991.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15991.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15991 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15991.pdf Proposed Rule - Money Market Fund Reform https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15906.html https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15906.html Wed, 08 Jul 2009 00:00:00 -0700 E9-15906 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15906.pdf