Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/08?limit=200®isters=between&mode=atom2024-12-22T17:13:20-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16040.htmlNotice - In the Matter of GenX Corporation; Order of Suspension of Trading2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-16040Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16040.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16037.htmlProposed Rule - Shareholder Approval of Executive Compensation of TARP Recipients2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-16037Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16037.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16002.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-16002Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16002.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16000.htmlNotice - Federated Core Trust III, et al.; Notice of Application2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-16000Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16000.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15999.htmlNotice - WisdomTree Asset Management, Inc. and WisdomTree Trust; Notice of Application2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15999Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15999.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15998.htmlNotice - Securities Exchange Act of 1934; In the Matter of The NASDAQ Stock Market LLC2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15998Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15998.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15997.htmlNotice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Fees for the Top of PHLX Options (“TOPO”) Data Feed2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15997Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15997.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15996.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Outside Business Activities of Registered Persons2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15996Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15996.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15995.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Dent Tactical ETF2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15995Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15995.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15994.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or July 24, 20092009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15994Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15994.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15993.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.312009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15993Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15993.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15992.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding a New Options Market Linkage Structure2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15992Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15992.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15991.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15991Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15991.pdfhttps://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15906.htmlProposed Rule - Money Market Fund Reform2009-07-08T00:00:00-07:002009-07-08T00:00:00-07:00E9-15906Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15906.pdf