Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/08?limit=200&registers=between&mode=atom 2024-12-22T17:13:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16040.html Notice - In the Matter of GenX Corporation; Order of Suspension of Trading 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-16040 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16040.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16037.html Proposed Rule - Shareholder Approval of Executive Compensation of TARP Recipients 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-16037 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16037.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16002.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-16002 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16002.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-16000.html Notice - Federated Core Trust III, et al.; Notice of Application 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-16000 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-16000.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15999.html Notice - WisdomTree Asset Management, Inc. and WisdomTree Trust; Notice of Application 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15999 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15999.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15998.html Notice - Securities Exchange Act of 1934; In the Matter of The NASDAQ Stock Market LLC 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15998.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15997.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Fees for the Top of PHLX Options (“TOPO”) Data Feed 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15997.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15996.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Outside Business Activities of Registered Persons 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15996 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15996.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15995.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Dent Tactical ETF 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15995 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15995.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15994.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or July 24, 2009 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15994 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15994.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15993.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15993 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15993.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15992.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Regarding a New Options Market Linkage Structure 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15992 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15992.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15991.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15991 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15991.pdf https://regulations.justia.com/regulations/fedreg/2009/07/08/E9-15906.html Proposed Rule - Money Market Fund Reform 2009-07-08T00:00:00-07:00 2009-07-08T00:00:00-07:00 E9-15906 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-07-08/pdf/E9-15906.pdf