Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/07/06?limit=200&registers=between&mode=atom 2024-12-22T17:15:11-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15791.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Extend Through September 30, 2009, Its Waiver of Registered Representative Fees for New York Stock Exchange Member Organizations 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15791 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15791.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15777.html Notice - Submission for OMB Review; Comment Request 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15777 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15777.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15775.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Amend Its Minor Rule Violation Plan 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15775 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15775.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15741.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2380 To Limit the Leverage Ratio Offered by Broker-Dealers for Certain Forex Transactions 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15741 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15741.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15740.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide an Optional Anti-Internalization Functionality 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15740 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15740.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15739.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Linkage Fees 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15739 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15739.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15738.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Current Pilot Program for Linkage Fees on the Boston Options Exchange Facility 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15738 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15738.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15722.html Notice - Submission for OMB Review; Comment Request 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15722 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15722.pdf https://regulations.justia.com/regulations/fedreg/2009/07/06/E9-15721.html Notice - Proposed Collection; Comment Request 2009-07-06T00:00:00-07:00 2009-07-06T00:00:00-07:00 E9-15721 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-07-06/pdf/E9-15721.pdf