<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/29?registers=between Sun, 22 Dec 2024 08:07:46 -0800 Sun, 22 Dec 2024 08:07:46 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/29?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Retroactively Amend the Fee Schedule To Clarify and Correct References to the Volume Discount Given to Market Makers https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15268.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15268.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15268 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15268.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15267.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15267.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15267 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15267.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Ancillary Fee Changes https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15226.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15226.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15226 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15226.pdf Notice - Embarcadero Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15225.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15225.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15225 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15225.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to $1 Strikes for Reduced Value Nasdaq 100 Options (MNX) https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15224.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15224.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15224 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15224.pdf Notice - Consolidated Tape Association; Notice of Filing of the Eleventh Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan To Waive the Automatic Annual Increase in the Enterprise Cap for 2008 https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15223.html https://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15223.html Mon, 29 Jun 2009 00:00:00 -0700 E9-15223 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15223.pdf