Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/29?limit=200®isters=between&mode=atom2024-12-22T08:21:46-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15268.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change To Retroactively Amend the Fee Schedule To Clarify and Correct References to the Volume Discount Given to Market Makers2009-06-29T00:00:00-07:002009-06-29T00:00:00-07:00E9-15268Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15268.pdfhttps://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15267.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan2009-06-29T00:00:00-07:002009-06-29T00:00:00-07:00E9-15267Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15267.pdfhttps://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15226.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Ancillary Fee Changes2009-06-29T00:00:00-07:002009-06-29T00:00:00-07:00E9-15226Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15226.pdfhttps://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15225.htmlNotice - Embarcadero Funds, Inc., et al.; Notice of Application2009-06-29T00:00:00-07:002009-06-29T00:00:00-07:00E9-15225Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15225.pdfhttps://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15224.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to $1 Strikes for Reduced Value Nasdaq 100 Options (MNX)2009-06-29T00:00:00-07:002009-06-29T00:00:00-07:00E9-15224Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15224.pdfhttps://regulations.justia.com/regulations/fedreg/2009/06/29/E9-15223.htmlNotice - Consolidated Tape Association; Notice of Filing of the Eleventh Charges Amendment to the Second Restatement of the Consolidated Tape Association Plan To Waive the Automatic Annual Increase in the Enterprise Cap for 20082009-06-29T00:00:00-07:002009-06-29T00:00:00-07:00E9-15223Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-06-29/pdf/E9-15223.pdf