<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/19?registers=between Sun, 22 Dec 2024 08:16:40 -0800 Sun, 22 Dec 2024 08:16:40 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/19?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14538.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14538.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14538 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14538.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modernize and Simplify NASD Rule 2720 https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14367.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14367.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14367 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14367.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing Fees https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14353.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14353.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14353 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14353.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services by adding a Ratio Threshold Fee https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14352.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14352.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14352 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14352.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, by NYSE Arca, Inc. Implementing Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14351.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14351.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14351 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14351.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 7.36 Governing Order Ranking and Display https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14350.html https://regulations.justia.com/regulations/fedreg/2009/06/19/E9-14350.html Fri, 19 Jun 2009 00:00:00 -0700 E9-14350 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-19/pdf/E9-14350.pdf