<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/17?registers=between Wed, 25 Jun 2025 15:23:23 -0700 Wed, 25 Jun 2025 15:23:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/17?registers=between Notice - Hunt Gold Corporation, F/K/A Prime Time Group, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14300.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14300.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14300 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14300.pdf Notice - X Exchange-Traded Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14192.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14192.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14192 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14192.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Web Inquiry Notification System https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14191.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14191.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14191 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14191.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14190.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14190.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14190 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14190.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14176.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14176.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14176 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14176.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14175.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14175.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14175 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14175.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14174.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14174.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14174 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14174.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NASDAQ Listing Rules To Reflect Changes to the Rules of the Commission https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14173.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14173.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14173 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14173.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14172.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14172.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14172 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14172.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee for Use of a Hand Held Device Configured To Provide Only Opening and Closing Order Imbalance Data https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14171.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14171.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14171 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14171.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14170.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14170.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14170 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14170.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Order Granting Approval of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14169.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14169.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14169 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14169.pdf Notice - Proposed Extension of Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14150.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14150.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14150 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14150.pdf Notice - Proposed Extension of Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14149.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14149.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14149 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14149.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14148.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14148.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14148 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14148.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 6440 To Require Members To Create a Contemporaneous Record of Certain Customer and Order Information https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14147.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14147.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14147 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14147.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Rejection of Undisplayed Odd-Lot Orders From the Exchange's Matching System https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14146.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14146.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14146 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14146.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Amex, Inc. Implementing Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14145.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14145.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14145 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14145.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cross-Margining Agreement Between OCC and CME https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14143.html https://regulations.justia.com/regulations/fedreg/2009/06/17/E9-14143.html Wed, 17 Jun 2009 00:00:00 -0700 E9-14143 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-17/pdf/E9-14143.pdf