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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/10?registers=between
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/10?registers=between
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Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Modifying the CBOE Stock Exchange Rule Regarding Processing of Round-Lot Orders
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13569.html
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13569.html
Wed, 10 Jun 2009 00:00:00 -0700
E9-13569
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13569.pdf
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Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD IM-2110-2 (Trading Ahead of Customer Limit Order) To Clarify the Scope of the Minimum Price Improvement Obligations
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13568.html
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13568.html
Wed, 10 Jun 2009 00:00:00 -0700
E9-13568
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13568.pdf
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Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13553.html
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13553.html
Wed, 10 Jun 2009 00:00:00 -0700
E9-13553
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13553.pdf
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Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend BATS Rule 11.13, Entitled “Order Execution”
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13552.html
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13552.html
Wed, 10 Jun 2009 00:00:00 -0700
E9-13552
Notice
http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13552.pdf
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Rule - Staff Accounting Bulletin No. 112
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13511.html
https://regulations.justia.com/regulations/fedreg/2009/06/10/E9-13511.html
Wed, 10 Jun 2009 00:00:00 -0700
E9-13511
Rule
http://www.gpo.gov/fdsys/pkg/FR-2009-06-10/pdf/E9-13511.pdf