<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/09?registers=between Mon, 23 Jun 2025 20:41:11 -0700 Mon, 23 Jun 2025 20:41:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/09?registers=between Notice - In the Matter of Sunrise Solar Corporation; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13551.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13551.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13551 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13551.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13547.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13547.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13547 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13547.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend FINRA's Authority Under the Cease and Desist Pilot Program https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13503.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13503.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13503 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13503.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Reduce the Length of the Optional Pre-Routing Display Period for Its DOT, SCAN and STGY Routing Strategies https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13424.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13424.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13424 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13424.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Thereto To Establish a New Voluntary Flash and Cancel Order https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13423.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13423.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13423 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13423.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to the Voluntary Submission of Continuing Disclosure Documents to Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13404.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13404.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13404 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13404.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule To Expand the Applicability of the Super Tier Rebate to All Securities Priced at or Above $1.00 and To Increase the Take Fee https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13403.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13403.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13403 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13403.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Amounts That Direct Edge ECN, in Its Capacity as an Introducing Broker for Non-ISE Members, Passes Through to Such Non-ISE Members https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13402.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13402.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13402 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13402.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt a Temporary and Permanent Cease and Desist Authority Pilot Program on a Permanent Basis https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13397.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13397.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13397 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13397.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Regarding Market Maker Obligations https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13396.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13396.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13396 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13396.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the Reporting of Over-the-Counter Transactions in Equity Securities Executed Outside Normal Market Hours https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13395.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13395.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13395 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13395.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing of Proposed Rule Change To Adopt Rules To Implement the Options Order Protection and Locked/Crossed Market Plan https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13394.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13394.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13394 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13394.pdf Notice - Investor Advisory Committee https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13349.html https://regulations.justia.com/regulations/fedreg/2009/06/09/E9-13349.html Tue, 09 Jun 2009 00:00:00 -0700 E9-13349 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-09/pdf/E9-13349.pdf