<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/02?registers=between Wed, 25 Jun 2025 16:45:44 -0700 Wed, 25 Jun 2025 16:45:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/06/02?registers=between Notice - Public Company Accounting Oversight Board; Order Approving Proposed Amendment to Board Rules Relating to Inspections https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12744.html https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12744.html Tue, 02 Jun 2009 00:00:00 -0700 E9-12744 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-02/pdf/E9-12744.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12719.html https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12719.html Tue, 02 Jun 2009 00:00:00 -0700 E9-12719 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-02/pdf/E9-12719.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing Exchange's Directed Order Process on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12718.html https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12718.html Tue, 02 Jun 2009 00:00:00 -0700 E9-12718 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-02/pdf/E9-12718.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change Related to Its Obvious Error Rules https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12717.html https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12717.html Tue, 02 Jun 2009 00:00:00 -0700 E9-12717 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-02/pdf/E9-12717.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees Charged for the Floor Member Continuing Education Program for Qualified Floor Members Pursuant to NYSE Rule 103A https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12716.html https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12716.html Tue, 02 Jun 2009 00:00:00 -0700 E9-12716 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-02/pdf/E9-12716.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules Related to Doing a Public Business in Options https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12715.html https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12715.html Tue, 02 Jun 2009 00:00:00 -0700 E9-12715 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-02/pdf/E9-12715.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Changing Certain NYSE Amex Equities Rules To Conform Them With Changes to Corresponding Rules Filed by the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12714.html https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12714.html Tue, 02 Jun 2009 00:00:00 -0700 E9-12714 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-02/pdf/E9-12714.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule Issued Pursuant to Exchange Rule 16.1(c) in Order to Include Securities Priced at Less Than One Dollar in the Calculation of Volume Thresholds Used To Determine Rebates Payable for Displayed Order Liquidity Adding Tape A and C Securities Executed at One Dollar or Above https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12713.html https://regulations.justia.com/regulations/fedreg/2009/06/02/E9-12713.html Tue, 02 Jun 2009 00:00:00 -0700 E9-12713 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-06-02/pdf/E9-12713.pdf