<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/29?registers=between Sun, 22 Dec 2024 08:06:31 -0800 Sun, 22 Dec 2024 08:06:31 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/29?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc. https://regulations.justia.com/regulations/fedreg/2009/05/29/Z9-11609.html https://regulations.justia.com/regulations/fedreg/2009/05/29/Z9-11609.html Fri, 29 May 2009 00:00:00 -0700 Z9-11609 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/Z9-11609.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining of Security Futures on Exchange-Traded Funds Based on Broad-Based Stock Indices https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12514.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12514.html Fri, 29 May 2009 00:00:00 -0700 E9-12514 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12514.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Changing Certain NYSE Rules and Rule Interpretations To Harmonize Them With Changes to Corresponding Rules Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12451.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12451.html Fri, 29 May 2009 00:00:00 -0700 E9-12451 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12451.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 935NY-Order Exposure Requirements To Reduce the Exposure Periods From Three Seconds to One Second https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12450.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12450.html Fri, 29 May 2009 00:00:00 -0700 E9-12450 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12450.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12449.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12449.html Fri, 29 May 2009 00:00:00 -0700 E9-12449 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12449.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising Rules Governing the Use of Telephones on the Options Trading Floor https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12448.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12448.html Fri, 29 May 2009 00:00:00 -0700 E9-12448 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12448.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled “Order Execution” https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12446.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12446.html Fri, 29 May 2009 00:00:00 -0700 E9-12446 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12446.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules To Offer an After Hours Trading Session https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12445.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12445.html Fri, 29 May 2009 00:00:00 -0700 E9-12445 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12445.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12444.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12444.html Fri, 29 May 2009 00:00:00 -0700 E9-12444 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12444.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Adopt IM-2830-1 (“Breakpoint” Sales) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12443.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12443.html Fri, 29 May 2009 00:00:00 -0700 E9-12443 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12443.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA®) and Amendments to MSRB Rules G-32 and G-36 https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12442.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12442.html Fri, 29 May 2009 00:00:00 -0700 E9-12442 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12442.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12441.html https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12441.html Fri, 29 May 2009 00:00:00 -0700 E9-12441 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12441.pdf