<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/29?registers=between
Thu, 17 Jul 2025 16:21:54 -0700Thu, 17 Jul 2025 16:21:54 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/29?registers=between
Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc.
https://regulations.justia.com/regulations/fedreg/2009/05/29/Z9-11609.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/Z9-11609.htmlFri, 29 May 2009 00:00:00 -0700Z9-11609Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/Z9-11609.pdfNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Cross-Margining of Security Futures on Exchange-Traded Funds Based on Broad-Based Stock Indices
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12514.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12514.htmlFri, 29 May 2009 00:00:00 -0700E9-12514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12514.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Changing Certain NYSE Rules and Rule Interpretations To Harmonize Them With Changes to Corresponding Rules Filed by the Financial Industry Regulatory Authority, Inc.
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12451.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12451.htmlFri, 29 May 2009 00:00:00 -0700E9-12451Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12451.pdfNotice - Self-Regulatory Organizations; NYSE Amex LLC; Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 935NY-Order Exposure Requirements To Reduce the Exposure Periods From Three Seconds to One Second
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12450.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12450.htmlFri, 29 May 2009 00:00:00 -0700E9-12450Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12450.pdfNotice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12449.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12449.htmlFri, 29 May 2009 00:00:00 -0700E9-12449Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12449.pdfNotice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Revising Rules Governing the Use of Telephones on the Options Trading Floor
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12448.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12448.htmlFri, 29 May 2009 00:00:00 -0700E9-12448Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12448.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rule 11.13, Entitled “Order Execution”
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12446.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12446.htmlFri, 29 May 2009 00:00:00 -0700E9-12446Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12446.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BATS Rules To Offer an After Hours Trading Session
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12445.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12445.htmlFri, 29 May 2009 00:00:00 -0700E9-12445Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12445.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12444.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12444.htmlFri, 29 May 2009 00:00:00 -0700E9-12444Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12444.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Adopt IM-2830-1 (“Breakpoint” Sales) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12443.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12443.htmlFri, 29 May 2009 00:00:00 -0700E9-12443Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12443.pdfNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA®) and Amendments to MSRB Rules G-32 and G-36
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12442.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12442.htmlFri, 29 May 2009 00:00:00 -0700E9-12442Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12442.pdfNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA®)
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12441.html
https://regulations.justia.com/regulations/fedreg/2009/05/29/E9-12441.htmlFri, 29 May 2009 00:00:00 -0700E9-12441Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-05-29/pdf/E9-12441.pdf