<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/27?registers=between Thu, 24 Jul 2025 19:39:43 -0700 Thu, 24 Jul 2025 19:39:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/27?registers=between Notice - Main Street Capital Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12219.html https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12219.html Wed, 27 May 2009 00:00:00 -0700 E9-12219 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-27/pdf/E9-12219.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change To Adopt Incorporated NYSE Rule 406 (Designation of Accounts) as a FINRA Rule in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12218.html https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12218.html Wed, 27 May 2009 00:00:00 -0700 E9-12218 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-27/pdf/E9-12218.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Rule 6.72 Governing Trading Differentials and Proposing To Expand the Penny Pilot https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12217.html https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12217.html Wed, 27 May 2009 00:00:00 -0700 E9-12217 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-27/pdf/E9-12217.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program for Directed Orders https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12216.html https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12216.html Wed, 27 May 2009 00:00:00 -0700 E9-12216 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-27/pdf/E9-12216.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Adopt a Policy With Respect to the Treatment of Aberrant Trades https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12215.html https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12215.html Wed, 27 May 2009 00:00:00 -0700 E9-12215 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-27/pdf/E9-12215.pdf Proposed Rule - Custody of Funds or Securities of Clients by Investment Advisers https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12182.html https://regulations.justia.com/regulations/fedreg/2009/05/27/E9-12182.html Wed, 27 May 2009 00:00:00 -0700 E9-12182 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2009-05-27/pdf/E9-12182.pdf