<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/21?registers=between Thu, 26 Jun 2025 20:08:34 -0700 Thu, 26 Jun 2025 20:08:34 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/21?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2231 (Customer Account Statements) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11812.html https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11812.html Thu, 21 May 2009 00:00:00 -0700 E9-11812 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11812.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change To Permanently Establish the Quarterly Option Series Pilot Program https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11811.html https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11811.html Thu, 21 May 2009 00:00:00 -0700 E9-11811 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11811.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Retroactively Amend the Fee Schedule To Clarify and Correct References to the Volume Discount Given to Market Makers https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11810.html https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11810.html Thu, 21 May 2009 00:00:00 -0700 E9-11810 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11810.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical Corrections of the Rules of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11809.html https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11809.html Thu, 21 May 2009 00:00:00 -0700 E9-11809 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11809.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to Economic Sanctions and Embargo Programs Administered and Enforced by the Office of Foreign Assets Control https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11808.html https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11808.html Thu, 21 May 2009 00:00:00 -0700 E9-11808 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11808.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Criteria for Securities That Underlie Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11807.html https://regulations.justia.com/regulations/fedreg/2009/05/21/E9-11807.html Thu, 21 May 2009 00:00:00 -0700 E9-11807 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-21/pdf/E9-11807.pdf