<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/20?registers=between Sun, 22 Dec 2024 08:43:54 -0800 Sun, 22 Dec 2024 08:43:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/20?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Its Limited Liability Agreement https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11740.html https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11740.html Wed, 20 May 2009 00:00:00 -0700 E9-11740 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11740.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc., Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto To Amend the By-Laws, Rules, and Option Floor Procedure Advices Concerning Governance of the Exchange https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11739.html https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11739.html Wed, 20 May 2009 00:00:00 -0700 E9-11739 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11739.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11702.html https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11702.html Wed, 20 May 2009 00:00:00 -0700 E9-11702 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11702.pdf Notice - Sunshine Act Meeting; Correction https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11701.html https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11701.html Wed, 20 May 2009 00:00:00 -0700 E9-11701 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11701.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change as Modified by Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Filing as Amended by Amendment No. 2 Relating to Changes to Forms U4, U5, and FINRA Rule 8312 https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11697.html https://regulations.justia.com/regulations/fedreg/2009/05/20/E9-11697.html Wed, 20 May 2009 00:00:00 -0700 E9-11697 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-20/pdf/E9-11697.pdf