Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/19?limit=200&registers=between&mode=atom 2024-12-22T08:40:32-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11618.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Nasdaq Listing Rules To Conform Those Rules With the Prior Marketplace Rules and Make Certain Technical Corrections 2009-05-19T00:00:00-07:00 2009-05-19T00:00:00-07:00 E9-11618 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11618.pdf https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11617.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating to Changes to the Fee Schedule 2009-05-19T00:00:00-07:00 2009-05-19T00:00:00-07:00 E9-11617 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11617.pdf https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11609.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Amend the Restated Certificate of Incorporation and By-Laws of NASDAQ OMX BX, Inc. 2009-05-19T00:00:00-07:00 2009-05-19T00:00:00-07:00 E9-11609 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11609.pdf https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11608.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change To Amend the Tolling Provisions in Rules 12206 and 13206 of the Codes of Arbitration Procedure for Customer and Industry Disputes 2009-05-19T00:00:00-07:00 2009-05-19T00:00:00-07:00 E9-11608 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11608.pdf https://regulations.justia.com/regulations/fedreg/2009/05/19/E9-11607.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto To Amend Trade Reporting Rules To Require a Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA 2009-05-19T00:00:00-07:00 2009-05-19T00:00:00-07:00 E9-11607 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-19/pdf/E9-11607.pdf