<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/13?registers=between Fri, 27 Jun 2025 14:47:44 -0700 Fri, 27 Jun 2025 14:47:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/13?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by International Securities Exchange, LLC Relating To Changes to the Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11169.html https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11169.html Wed, 13 May 2009 00:00:00 -0700 E9-11169 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-13/pdf/E9-11169.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center and NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11164.html https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11164.html Wed, 13 May 2009 00:00:00 -0700 E9-11164 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-13/pdf/E9-11164.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to ISE's Margin Rule https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11122.html https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11122.html Wed, 13 May 2009 00:00:00 -0700 E9-11122 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-13/pdf/E9-11122.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, Related to Margin Requirements https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11121.html https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11121.html Wed, 13 May 2009 00:00:00 -0700 E9-11121 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-13/pdf/E9-11121.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Non-Substantive Changes to the Code of Arbitration Procedure for Customer Disputes and the Code of Arbitration Procedure for Industry Disputes https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11120.html https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11120.html Wed, 13 May 2009 00:00:00 -0700 E9-11120 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-13/pdf/E9-11120.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Subscription Service for Continuing Disclosure Documents Through the Electronic Municipal Market Access System (EMMA®) https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11119.html https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11119.html Wed, 13 May 2009 00:00:00 -0700 E9-11119 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-13/pdf/E9-11119.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Modernize and Simplify NASD Rule 2720 https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11081.html https://regulations.justia.com/regulations/fedreg/2009/05/13/E9-11081.html Wed, 13 May 2009 00:00:00 -0700 E9-11081 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-13/pdf/E9-11081.pdf