<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/12?registers=between Tue, 24 Jun 2025 12:29:12 -0700 Tue, 24 Jun 2025 12:29:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/12?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-11100.html https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-11100.html Tue, 12 May 2009 00:00:00 -0700 E9-11100 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-11100.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish the Trade Reporting File Upload Service and Related Fees https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10998.html https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10998.html Tue, 12 May 2009 00:00:00 -0700 E9-10998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10998.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10997.html https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10997.html Tue, 12 May 2009 00:00:00 -0700 E9-10997 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10997.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Volume Discount Given to Market Makers https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10996.html https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10996.html Tue, 12 May 2009 00:00:00 -0700 E9-10996 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10996.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPointSM https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10995.html https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10995.html Tue, 12 May 2009 00:00:00 -0700 E9-10995 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10995.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend the Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10994.html https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10994.html Tue, 12 May 2009 00:00:00 -0700 E9-10994 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10994.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Options Transaction Charge for Customer Executions in Options on RUT, RMN, MNX and NDX https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10993.html https://regulations.justia.com/regulations/fedreg/2009/05/12/E9-10993.html Tue, 12 May 2009 00:00:00 -0700 E9-10993 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-12/pdf/E9-10993.pdf