<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/06?registers=between Mon, 14 Jul 2025 06:28:40 -0700 Mon, 14 Jul 2025 06:28:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/06?registers=between Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Amend the Articles of Organization and By-Laws of Boston Stock Exchange Clearing Corporation https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10464.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10464.html Wed, 06 May 2009 00:00:00 -0700 E9-10464 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10464.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.76A Order Execution-OX https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10449.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10449.html Wed, 06 May 2009 00:00:00 -0700 E9-10449 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10449.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Stock as Margin https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10448.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10448.html Wed, 06 May 2009 00:00:00 -0700 E9-10448 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10448.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to Quoting Requirements for Streaming Quote Traders, Remote Streaming Quote Traders and Specialists https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10447.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10447.html Wed, 06 May 2009 00:00:00 -0700 E9-10447 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10447.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Payment for Order Flow https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10446.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10446.html Wed, 06 May 2009 00:00:00 -0700 E9-10446 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10446.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of Listing Standards for Managed Trust Securities and the Listing and Trading of Shares of the iShares® Diversified Alternatives Trust https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10445.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10445.html Wed, 06 May 2009 00:00:00 -0700 E9-10445 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10445.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ Market Center https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10428.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10428.html Wed, 06 May 2009 00:00:00 -0700 E9-10428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10428.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Regarding Initial and Annual Listing Fees for Securities Listed and Traded on the NYSE Bonds System https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10427.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10427.html Wed, 06 May 2009 00:00:00 -0700 E9-10427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10427.pdf Notice - Order Making Fiscal Year 2010 Annual Adjustments to the Fee Rates Applicable Under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), 31(b), and 31(c) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10401.html https://regulations.justia.com/regulations/fedreg/2009/05/06/E9-10401.html Wed, 06 May 2009 00:00:00 -0700 E9-10401 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-06/pdf/E9-10401.pdf