<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/05?registers=between Sat, 18 May 2024 02:07:11 -0700 Sat, 18 May 2024 02:07:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/05/05?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10400.html https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10400.html Tue, 05 May 2009 00:00:00 -0700 E9-10400 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-05/pdf/E9-10400.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to NYSE Arca Equities Rule 7.10 Governing Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10288.html https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10288.html Tue, 05 May 2009 00:00:00 -0700 E9-10288 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-05/pdf/E9-10288.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Amex LLC Amending Rule 935NY-Order Exposure Requirements https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10287.html https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10287.html Tue, 05 May 2009 00:00:00 -0700 E9-10287 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-05/pdf/E9-10287.pdf Notice - Citibank, N.A.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10254.html https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10254.html Tue, 05 May 2009 00:00:00 -0700 E9-10254 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-05/pdf/E9-10254.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10196.html https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10196.html Tue, 05 May 2009 00:00:00 -0700 E9-10196 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-05/pdf/E9-10196.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10195.html https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10195.html Tue, 05 May 2009 00:00:00 -0700 E9-10195 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-05/pdf/E9-10195.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Amex Equities Rules 1000, 60 and 123C To Be More Consistent With the Trading Characteristics of Securities Traded on NYSE Amex https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10171.html https://regulations.justia.com/regulations/fedreg/2009/05/05/E9-10171.html Tue, 05 May 2009 00:00:00 -0700 E9-10171 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-05-05/pdf/E9-10171.pdf