<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/28?registers=between Sun, 22 Dec 2024 07:41:03 -0800 Sun, 22 Dec 2024 07:41:03 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/28?registers=between Notice - William Blair & Company, L.L.C. and Wilblairco II, L.L.C.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9576.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9576.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9576 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9576.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9573.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9573.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9573 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9573.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9561.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9561.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9561 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9561.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness by International Securities Exchange, LLC of a Proposed Rule Change To Amend Exchange Rules Related to Confirmations to Customers https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9560.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9560.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9560 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9560.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive, Technical Changes to FINRA Trade Reporting Rules Upon Implementation of SR-FINRA-2008-011 https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9559.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9559.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9559 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9559.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Regarding Market Maker Obligations https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9558.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9558.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9558 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9558.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Impose a Charge on Members With a Fail-to-Deliver in Treasury Securities https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9557.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9557.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9557 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9557.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 13, 902, 903, 904, 905 and 906 To Eliminate Certain Order Types From the Off-Hours Trading Facility https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9556.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9556.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9556 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9556.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendments No. 2 and 3 Thereto To Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9555.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9555.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9555 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9555.pdf Notice - Proposed Extension of Existing Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9554.html https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9554.html Tue, 28 Apr 2009 00:00:00 -0700 E9-9554 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9554.pdf