Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/28?limit=200&registers=between&mode=atom 2024-05-19T02:54:22-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9576.html Notice - William Blair & Company, L.L.C. and Wilblairco II, L.L.C.; Notice of Application 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9576 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9576.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9573.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Fee Change 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9573 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9573.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9561.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9561 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9561.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9560.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness by International Securities Exchange, LLC of a Proposed Rule Change To Amend Exchange Rules Related to Confirmations to Customers 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9560 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9560.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9559.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Substantive, Technical Changes to FINRA Trade Reporting Rules Upon Implementation of SR-FINRA-2008-011 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9559 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9559.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9558.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Regarding Market Maker Obligations 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9558 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9558.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9557.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change To Impose a Charge on Members With a Fail-to-Deliver in Treasury Securities 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9557 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9557.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9556.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending NYSE Amex Equities Rules 13, 902, 903, 904, 905 and 906 To Eliminate Certain Order Types From the Off-Hours Trading Facility 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9556 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9556.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9555.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendments No. 2 and 3 Thereto To Modify the Fee for Connecting to a Nasdaq Data Center Over the Internet 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9555 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9555.pdf https://regulations.justia.com/regulations/fedreg/2009/04/28/E9-9554.html Notice - Proposed Extension of Existing Collection; Comment Request 2009-04-28T00:00:00-07:00 2009-04-28T00:00:00-07:00 E9-9554 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-28/pdf/E9-9554.pdf