<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/22?registers=between Fri, 27 Jun 2025 13:10:58 -0700 Fri, 27 Jun 2025 13:10:58 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/22?registers=between Notice - Self-Regulatory Organizations; the Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Settlement Service Guide and Settlement Progress Payments https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9239.html https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9239.html Wed, 22 Apr 2009 00:00:00 -0700 E9-9239 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-22/pdf/E9-9239.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9203.html https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9203.html Wed, 22 Apr 2009 00:00:00 -0700 E9-9203 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-22/pdf/E9-9203.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; the NASDAQ Stock Market LLC; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Amend the Certificate of Incorporation of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9202.html https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9202.html Wed, 22 Apr 2009 00:00:00 -0700 E9-9202 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-22/pdf/E9-9202.pdf Notice - Submission for OMB Review; Comment Requested https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9163.html https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9163.html Wed, 22 Apr 2009 00:00:00 -0700 E9-9163 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-22/pdf/E9-9163.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9162.html https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9162.html Wed, 22 Apr 2009 00:00:00 -0700 E9-9162 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-22/pdf/E9-9162.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9161.html https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9161.html Wed, 22 Apr 2009 00:00:00 -0700 E9-9161 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-22/pdf/E9-9161.pdf Notice - OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9160.html https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9160.html Wed, 22 Apr 2009 00:00:00 -0700 E9-9160 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-22/pdf/E9-9160.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9159.html https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9159.html Wed, 22 Apr 2009 00:00:00 -0700 E9-9159 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-22/pdf/E9-9159.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Adoption of FINRA Rule 2080 (Obtaining an Order of Expungement of Customer Dispute Information From the Central Registration Depository (CRD System)), FINRA Rule 2310 (Direct Participation Programs), FINRA Rule 4551 (Requirements for Alternative Trading Systems To Record and Transmit Order and Execution Information for Security Futures) and FINRA Rule 2266 (SIPC Information) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9157.html https://regulations.justia.com/regulations/fedreg/2009/04/22/E9-9157.html Wed, 22 Apr 2009 00:00:00 -0700 E9-9157 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-22/pdf/E9-9157.pdf