<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/21?registers=between Tue, 24 Jun 2025 09:58:44 -0700 Tue, 24 Jun 2025 09:58:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/21?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9179.html https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9179.html Tue, 21 Apr 2009 00:00:00 -0700 E9-9179 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9179.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Definition of “TRACE-Eligible Security” https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9059.html https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9059.html Tue, 21 Apr 2009 00:00:00 -0700 E9-9059 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9059.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9058.html https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9058.html Tue, 21 Apr 2009 00:00:00 -0700 E9-9058 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9058.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9057.html https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9057.html Tue, 21 Apr 2009 00:00:00 -0700 E9-9057 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9057.pdf Notice - ProShares Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9056.html https://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9056.html Tue, 21 Apr 2009 00:00:00 -0700 E9-9056 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9056.pdf