Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/21?limit=200®isters=between&mode=atom2025-01-02T23:05:16-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9179.htmlNotice - Sunshine Act Meeting2009-04-21T00:00:00-07:002009-04-21T00:00:00-07:00E9-9179Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9179.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9059.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, To Expand the Definition of “TRACE-Eligible Security”2009-04-21T00:00:00-07:002009-04-21T00:00:00-07:00E9-9059Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9059.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9058.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2320 in the Consolidated FINRA Rulebook2009-04-21T00:00:00-07:002009-04-21T00:00:00-07:00E9-9058Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9058.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9057.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals2009-04-21T00:00:00-07:002009-04-21T00:00:00-07:00E9-9057Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9057.pdfhttps://regulations.justia.com/regulations/fedreg/2009/04/21/E9-9056.htmlNotice - ProShares Trust, et al.; Notice of Application2009-04-21T00:00:00-07:002009-04-21T00:00:00-07:00E9-9056Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-04-21/pdf/E9-9056.pdf