<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/14?registers=between Sun, 22 Jun 2025 04:02:07 -0700 Sun, 22 Jun 2025 04:02:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8480.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8480.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8480 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8480.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8429.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8429.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8429 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8429.pdf Notice - Blackrock International Growth and Income Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8428.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8428.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8428.pdf Notice - ING Investments, LLC, et al.; Notice of Application; Correction https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8427.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8427.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8427.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Incorporated NYSE Rules 2, 2A and 325 To Conform to Amendments Made by NYSE https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8426.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8426.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8426 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8426.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Lowering the Liquidity Rebate Amount That Direct Edge ECN Passes Through to Non-International Securities Exchange, LLC Members https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8425.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8425.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8425 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8425.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule Relating to Liquidity Adding Rebates https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8424.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8424.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8424 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8424.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's Regulatory Notice on the FINRA Rule 9520 Series (Eligibility Proceedings) https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8423.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8423.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8423 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8423.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8422.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8422.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8422 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8422.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fees Payable by Member Organizations for Which the Exchange Is the Designated Examining Authority https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8421.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8421.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8421 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8421.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Extended Hours Trading Risk Disclosure Obligation as New FINRA Rule 2265 https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8420.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8420.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8420 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8420.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend Rule 6.69-Reporting Duties https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8419.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8419.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8419 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8419.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a New Transaction Fee for Floor Brokers https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8418.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8418.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8418 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8418.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8417.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8417.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8417 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8417.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Reduce Fees for NASDAQ Basic Data Feeds https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8416.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8416.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8416 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8416.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Revised Liquidity Credits for Supplemental Liquidity Providers https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8415.html https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8415.html Tue, 14 Apr 2009 00:00:00 -0700 E9-8415 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8415.pdf