Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/14?limit=200&registers=between&mode=atom 2024-12-22T07:03:59-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8480.html Notice - Sunshine Act Meeting 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8480 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8480.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8429.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8429 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8429.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8428.html Notice - Blackrock International Growth and Income Trust, et al.; Notice of Application 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8428 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8428.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8427.html Notice - ING Investments, LLC, et al.; Notice of Application; Correction 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8427 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8427.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8426.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Incorporated NYSE Rules 2, 2A and 325 To Conform to Amendments Made by NYSE 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8426 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8426.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8425.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Lowering the Liquidity Rebate Amount That Direct Edge ECN Passes Through to Non-International Securities Exchange, LLC Members 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8425 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8425.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8424.html Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee and Rebate Schedule Relating to Liquidity Adding Rebates 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8424 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8424.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8423.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to FINRA's Regulatory Notice on the FINRA Rule 9520 Series (Eligibility Proceedings) 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8423 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8423.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8422.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change Relating to the Exchange's Enhanced Electronic Trading Platform for Options, Phlx XL II 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8422 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8422.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8421.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Fees Payable by Member Organizations for Which the Exchange Is the Designated Examining Authority 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8421 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8421.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8420.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify the Extended Hours Trading Risk Disclosure Obligation as New FINRA Rule 2265 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8420 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8420.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8419.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To Amend Rule 6.69-Reporting Duties 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8419 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8419.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8418.html Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a New Transaction Fee for Floor Brokers 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8418 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8418.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8417.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Reporting Transfers of Proprietary Securities Positions in Connection With Certain Corporate Control Transactions 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8417 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8417.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8416.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Reduce Fees for NASDAQ Basic Data Feeds 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8416 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8416.pdf https://regulations.justia.com/regulations/fedreg/2009/04/14/E9-8415.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing Revised Liquidity Credits for Supplemental Liquidity Providers 2009-04-14T00:00:00-07:00 2009-04-14T00:00:00-07:00 E9-8415 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-14/pdf/E9-8415.pdf