<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/09?registers=between Thu, 23 May 2024 04:00:11 -0700 Thu, 23 May 2024 04:00:11 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/09?registers=between Notice - Phoenix Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8068.html https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8068.html Thu, 09 Apr 2009 00:00:00 -0700 E9-8068 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8068.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8067.html https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8067.html Thu, 09 Apr 2009 00:00:00 -0700 E9-8067 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8067.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Quoting Obligations of Second Market Competitive Market Makers https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8066.html https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8066.html Thu, 09 Apr 2009 00:00:00 -0700 E9-8066 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8066.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend its Rules Prohibiting Members From Functioning as Market Makers https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8002.html https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8002.html Thu, 09 Apr 2009 00:00:00 -0700 E9-8002 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8002.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto To Amend the By-Laws, Rules and Option Floor Procedure Advices of NASDAQ OMX PHLX, Inc. https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8001.html https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8001.html Thu, 09 Apr 2009 00:00:00 -0700 E9-8001 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8001.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8000.html https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-8000.html Thu, 09 Apr 2009 00:00:00 -0700 E9-8000 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-8000.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancellation Fees https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-7998.html https://regulations.justia.com/regulations/fedreg/2009/04/09/E9-7998.html Thu, 09 Apr 2009 00:00:00 -0700 E9-7998 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-09/pdf/E9-7998.pdf