<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/08?registers=between Thu, 26 Jun 2025 08:36:51 -0700 Thu, 26 Jun 2025 08:36:51 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/08?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to the FINRA Regulation Board Composition and Conforming Changes to the FINRA Regulation By-Laws https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7978.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7978.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7978 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7978.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Implement a Maturity Presentment Pend Function to Replace the Maturity Presentment Contingency System https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7977.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7977.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7977 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7977.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7976.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7976.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7976 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7976.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7975.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7975.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7975 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7975.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7974.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7974.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7974 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7974.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Formally Adopting and Codifying Its Wireless Data Communications Initiatives https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7973.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7973.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7973 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7973.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7929.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7929.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7929 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7929.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC To Modify Its Annual Report Distribution Requirements https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7871.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7871.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7871 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7871.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Extend Until August 31, 2009, the Application of the NYSE Arca Transfer Standard https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7870.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7870.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7870 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7870.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7869.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7869.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7869 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7869.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Implementing a Cap on Vendors' Administrative Charges for NYSE OpenBook https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7868.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7868.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7868 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7868.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to Nasdaq Rules https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7866.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7866.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7866 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7866.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Increasing Linkage Inbound Principal Orders and Principal Acting as Agent Orders https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7865.html https://regulations.justia.com/regulations/fedreg/2009/04/08/E9-7865.html Wed, 08 Apr 2009 00:00:00 -0700 E9-7865 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-08/pdf/E9-7865.pdf