<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/07?registers=between Tue, 24 Jun 2025 08:12:20 -0700 Tue, 24 Jun 2025 08:12:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/07?registers=between Notice - In the Matter of Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc. (n/k/a Reality Racing, Inc.), Yes! Entertainment Corp., and Yifan Communications, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7984.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7984.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7984 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7984.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7848.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7848.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7848 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7848.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Data Fees https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7836.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7836.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7836 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7836.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change Amending Its Limited Liability Company Operating Agreement and the Bylaws of Its Wholly-Owned Subsidiary NYSE Market, Inc. To Eliminate, in Each Case, a Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as “Non-Affiliated Directors” and a Related Requirement That Not Less Than Two Members of the Board of Directors Must Qualify as “Fair Representation Candidates” https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7834.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7834.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7834 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7834.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Definition of “Primary Market” https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7833.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7833.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7833 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7833.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Transaction Fees for the New York Block Exchange https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7832.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7832.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7832 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7832.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Deleting Rule 936C, Cancellation and Adjustment of Index Option Transactions https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7831.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7831.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7831 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7831.pdf Rule - Interactive Data To Improve Financial Reporting https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7778.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7778.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7778 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7778.pdf Notice - Bridgeway Capital Management, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7776.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7776.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7776 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7776.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7775.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7775.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7775 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7775.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Flexibly Structured Options https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7774.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7774.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7774 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7774.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Tolling Provisions in Rules 12206 and 13206 of the Codes of Arbitration Procedure for Customer and Industry Disputes https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7773.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7773.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7773 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7773.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending Equities Rule 48.10 To Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange To Declare an Extreme Market Volatility Condition and Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7732.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7732.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7732 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7732.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48.10 To Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange To Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7711.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7711.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7711 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7711.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Commodity Options https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7710.html https://regulations.justia.com/regulations/fedreg/2009/04/07/E9-7710.html Tue, 07 Apr 2009 00:00:00 -0700 E9-7710 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-07/pdf/E9-7710.pdf