<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/06?registers=between Sat, 12 Jul 2025 22:15:15 -0700 Sat, 12 Jul 2025 22:15:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/06?registers=between Notice - In the Matter of FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7817.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7817.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7817 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7817.pdf Notice - In the Matter of Aegis Consumer Funding Group, Inc., APS Holding Corp., Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Dakota Mining Corp., Digital Communications Technology Corp., Global Intellicom, Inc., Horn Silver Mines, Inc., TCC Industries, Inc., and Tenney Engineering, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7816.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7816.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7816 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7816.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposal To List and Trade S&P 500 Dividend Index Options https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7663.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7663.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7663 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7663.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending to September 1, 2009, the Operative Date of New York Stock Exchange Rule 2 Requirement That NYSE-Only Member Organizations Apply for and be Approved as a Member of the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7662.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7662.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7662 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7662.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Suspension of the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares for Listing on the Nasdaq Stock Market Through July 19, 2009 https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7631.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7631.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7631 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7631.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions and Restructuring of the NASDAQ Listing Rules https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7630.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7630.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7630 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7630.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto To Extend the Pilot Program for NYSE Arca Realtime Reference Prices Service https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7628.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7628.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7628 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7628.pdf Notice - Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7605.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7605.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7605 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7605.pdf Notice - First American Strategy Funds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7591.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7591.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7591 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7591.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Alternext US LLC, as Modified by Amendment No. 1, Changing Certain NYSE Amex Equities Rules To Conform Them With Changes to Corresponding Rules Submitted in a Companion Filing by the New York Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7590.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7590.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7590 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7590.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC, as Modified by Amendment No. 2, Changing Certain NYSE Rules and Rule Interpretations To Harmonize Them With Changes to Corresponding Rules Recently Filed by the Financial Industry Regulatory Authority, Inc. https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7589.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7589.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7589 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7589.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Allowing Entry of Orders Into the PIP at a Price Matching the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7588.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7588.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7588 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7588.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto To Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7587.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7587.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7587 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7587.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Pilot Program for NASDAQ Last Sale Data Feeds and To Reduce the Monthly Cap on Fees https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7586.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7586.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7586 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7586.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Grail American Beacon Large Cap Value ETF https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7585.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7585.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7585 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7585.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by NYSE Arca, Inc. To Adopt a Policy With Respect to the Treatment of Aberrant Trades https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7584.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7584.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7584 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7584.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Establishment of a Pilot Phase of Its Upcoming Continuing Disclosure Service of the Electronic Municipal Market Access system (EMMA®) https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7583.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7583.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7583 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7583.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC Amending the Option Trading Rules in Order To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7582.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7582.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7582 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7582.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7581.html https://regulations.justia.com/regulations/fedreg/2009/04/06/E9-7581.html Mon, 06 Apr 2009 00:00:00 -0700 E9-7581 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-06/pdf/E9-7581.pdf