Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/04/02?limit=200&registers=between&mode=atom 2024-12-22T07:42:38-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7410.html Notice - Joint Industry Plan; Chicago Board Options Exchange, Incorporated, International Securities Exchange, LLC, The NASDAQ Stock Market LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX, Inc., NYSE Amex LLC, and NYSE Arca, Inc.; Notice of Filing of Proposed Options Order Protection and Locked/Crossed Market Plan 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7410 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7410.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7409.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Permit Fees 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7409 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7409.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7408.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program on the Boston Options Exchange Facility 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7408 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7408.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7371.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7371 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7371.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7370.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Option Trading Rules in Order To Extend the Penny Pilot Program 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7370 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7370.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7356.html Notice - Submission for OMB Review; Comment Request 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7356 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7356.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7355.html Notice - Submission for OMB Review; Comment Request 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7355 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7355.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7354.html Notice - Submission for OMB Review; Comment Request 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7354 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7354.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7353.html Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to Reduction of Certain Order Handling and Exposure Periods on the Boston Options Exchange Facility From Three Seconds to One Second 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7353 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7353.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7352.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Extension of the Penny Pilot Program 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7352 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7352.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7351.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Penny Pilot Program 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7351 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7351.pdf https://regulations.justia.com/regulations/fedreg/2009/04/02/E9-7340.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to the Establishment of a Primary Market Disclosure Service and Trade Price Transparency Service of the Electronic Municipal Market Access System (EMMA®) and Amendments to MSRB Rules G-32 and G-36 2009-04-02T00:00:00-07:00 2009-04-02T00:00:00-07:00 E9-7340 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-04-02/pdf/E9-7340.pdf