<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/27?registers=between Thu, 26 Jun 2025 08:14:40 -0700 Thu, 26 Jun 2025 08:14:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/27?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6832.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6832.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6832 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6832.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.37A-Obligations of Market Makers-OX https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6831.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6831.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6831 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6831.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Changes to Forms U4 and U5 https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6830.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6830.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6830 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6830.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Equities Rule 124 To Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6829.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6829.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6829 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6829.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 To Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6828.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6828.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6828 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6828.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Certificate of Incorporation To Increase Preferred Shares Issuance https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6827.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6827.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6827 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6827.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Administration of Certain Rules in Respect of Index Data Dissemination https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6826.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6826.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6826 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6826.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.47 To Remove Obsolete Text Related to the SizeQuote Pilot Program https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6825.html https://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6825.html Fri, 27 Mar 2009 00:00:00 -0700 E9-6825 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6825.pdf