Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/27?limit=200®isters=between&mode=atom2024-12-22T12:56:53-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6832.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6832Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6832.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6831.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.37A-Obligations of Market Makers-OX2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6831.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6830.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Proposed Changes to Forms U4 and U52009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6830Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6830.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6829.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Equities Rule 124 To Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6829Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6829.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6828.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 124 To Execute the Odd-Lot Portion of a Part of a Round-Lot Order Pursuant to the Same Pricing Methodology Used for Odd-Lot Orders2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6828Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6828.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6827.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Certificate of Incorporation To Increase Preferred Shares Issuance2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6827Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6827.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6826.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Administration of Certain Rules in Respect of Index Data Dissemination2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6826Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6826.pdfhttps://regulations.justia.com/regulations/fedreg/2009/03/27/E9-6825.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.47 To Remove Obsolete Text Related to the SizeQuote Pilot Program2009-03-27T00:00:00-07:002009-03-27T00:00:00-07:00E9-6825Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-27/pdf/E9-6825.pdf