<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/25?registers=between Tue, 24 Jun 2025 12:29:12 -0700 Tue, 24 Jun 2025 12:29:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/25?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Amending Rule 300.10T-NYSE Alternext Equities To Provide a Grace Period Under That Rule for Member Organizations That Have Applied for a Trading License To Comply With Certain Exchange Rules https://regulations.justia.com/regulations/fedreg/2009/03/25/Z9-4678.html https://regulations.justia.com/regulations/fedreg/2009/03/25/Z9-4678.html Wed, 25 Mar 2009 00:00:00 -0700 Z9-4678 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/Z9-4678.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to Private Placements of Securities Issued by Members https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6466.html https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6466.html Wed, 25 Mar 2009 00:00:00 -0700 E9-6466 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/E9-6466.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Establish Fees for NYSE Arca Trades https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6465.html https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6465.html Wed, 25 Mar 2009 00:00:00 -0700 E9-6465 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/E9-6465.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Establish a Technical Original Listing Fee Specific to Derivative Securities Products and Structured Products https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6464.html https://regulations.justia.com/regulations/fedreg/2009/03/25/E9-6464.html Wed, 25 Mar 2009 00:00:00 -0700 E9-6464 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-25/pdf/E9-6464.pdf