<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/24?registers=between Tue, 24 Jun 2025 00:03:08 -0700 Tue, 24 Jun 2025 00:03:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/24?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6406.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6406.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6406 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6406.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC Amending NYSE Alternext Rules To Delete References to Specific Exchange Systems and To Remove the Requirement that Opening Transactions Receive Specific Designations Pursuant to NYSE Alternext Rules 79A and 115A. These Amendments are Proposed To Conform to Amendments Filed by the New York Stock Exchange LLC 1 https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6405.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6405.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6405 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6405.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Complex Order Book https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6404.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6404.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6404 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6404.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto To Establish a Pilot Program for NASDAQ Basic Data Feeds https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6398.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6398.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6398 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6398.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending Until June 9, 2009, the Operation of Interim NYSE Rule 128 Which Permits the Exchange To Cancel or Adjust Clearly Erroneous Executions if They Arise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions That Occur in the Event of a System Disruption or System Malfunction https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6397.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6397.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6397 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6397.pdf Notice - ING Investments, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6391.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6391.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6391 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6391.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending the NYSE Rule Book To Delete References to Specific Exchange Systems and To Remove the Requirement That Opening Transactions Receive Specific Designations Pursuant to NYSE Rules 79A and 115A https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6354.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6354.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6354 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6354.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to the Adoption of FINRA Rule 2140 (Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes) in the Consolidated FINRA Rulebook; Correction https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6353.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6353.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6353 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6353.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NSX Fee Schedule To Implement a Program To Award Rebates for Liquidity Adding Zero Display Orders and Clarify the Definition of “Liquidity Adding Average Daily Volume” https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6352.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6352.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6352 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6352.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Related to the $1 Strike Price Program https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6330.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6330.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6330 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6330.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the $1 Strike Price Program on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6329.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6329.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6329 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6329.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by The NASDAQ Stock Market LLC Related To the $1 Strike Price Program https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6328.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6328.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6328 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6328.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Chicago Board Options Exchange, Incorporated; NYSE Arca, Inc.; and NYSE Alternext US LLC; Order Granting Accelerated Approval of Proposed Rule Changes, as Amended, To Expand the $1 Strike Program https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6327.html https://regulations.justia.com/regulations/fedreg/2009/03/24/E9-6327.html Tue, 24 Mar 2009 00:00:00 -0700 E9-6327 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-24/pdf/E9-6327.pdf