<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/23?registers=between Sun, 22 Dec 2024 12:16:36 -0800 Sun, 22 Dec 2024 12:16:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/23?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6434.html https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6434.html Mon, 23 Mar 2009 00:00:00 -0700 E9-6434 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-23/pdf/E9-6434.pdf Notice - Massachusetts Financial Services Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6209.html https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6209.html Mon, 23 Mar 2009 00:00:00 -0700 E9-6209 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-23/pdf/E9-6209.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the FINRA Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6208.html https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6208.html Mon, 23 Mar 2009 00:00:00 -0700 E9-6208 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-23/pdf/E9-6208.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto To Establish the Nasdaq Daily Share Volume Service and To Establish Fees for the Service https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6147.html https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6147.html Mon, 23 Mar 2009 00:00:00 -0700 E9-6147 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-23/pdf/E9-6147.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto To Establish Nasdaq Custom Data Feeds https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6146.html https://regulations.justia.com/regulations/fedreg/2009/03/23/E9-6146.html Mon, 23 Mar 2009 00:00:00 -0700 E9-6146 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-23/pdf/E9-6146.pdf