<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/19?registers=between Thu, 26 Jun 2025 12:19:52 -0700 Thu, 26 Jun 2025 12:19:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/19?registers=between Notice - ING USA Annuity and Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5980.html https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5980.html Thu, 19 Mar 2009 00:00:00 -0700 E9-5980 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5980.pdf Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certificate of Formation, Amended and Restated Operating Agreement, Rules, and Company Guide To Change the Name of the Exchange to NYSE Amex LLC https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5979.html https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5979.html Thu, 19 Mar 2009 00:00:00 -0700 E9-5979 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5979.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule To Impose a Charge on Members With a Fail-to-Deliver in Treasury Securities https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5978.html https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5978.html Thu, 19 Mar 2009 00:00:00 -0700 E9-5978 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5978.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rules 13, 902, 903, 904, 905 and Rule 906 To Eliminate Certain Order Types From the Off-Hours Trading Facility https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5931.html https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5931.html Thu, 19 Mar 2009 00:00:00 -0700 E9-5931 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5931.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Caps on Equity Option Transaction Charges on Dividend, Merger and Short Stock Interest Strategies https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5930.html https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5930.html Thu, 19 Mar 2009 00:00:00 -0700 E9-5930 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5930.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 1122 (Filing of Misleading Information as to Membership or Registration) in the Consolidated FINRA Rulebook https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5929.html https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5929.html Thu, 19 Mar 2009 00:00:00 -0700 E9-5929 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5929.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Safety First Trust Certificates Linked to the S&P 500® Index https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5928.html https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5928.html Thu, 19 Mar 2009 00:00:00 -0700 E9-5928 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5928.pdf Notice - Order Granting Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with Request of Chicago Mercantile Exchange Inc. and Citadel Investment Group, L.L.C. Related to Central Clearing of Credit Default Swaps, and Request for Comments https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5927.html https://regulations.justia.com/regulations/fedreg/2009/03/19/E9-5927.html Thu, 19 Mar 2009 00:00:00 -0700 E9-5927 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-19/pdf/E9-5927.pdf