<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/17?registers=between Tue, 24 Jun 2025 08:12:20 -0700 Tue, 24 Jun 2025 08:12:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/17?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Processing of Orders on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5722.html https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5722.html Tue, 17 Mar 2009 00:00:00 -0700 E9-5722 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5722.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Eliminating the Ability To Enter Orders on the Exchange With the Settlement Instructions of “Cash”, “Next Day” and “Seller's Option” To Conform to Amendments Filed by the New York Stock Exchange https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5719.html https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5719.html Tue, 17 Mar 2009 00:00:00 -0700 E9-5719 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5719.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC.; Order Approving Proposed Rule Change To Revise Listing Fees https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5718.html https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5718.html Tue, 17 Mar 2009 00:00:00 -0700 E9-5718 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5718.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Adopt Listing Fees for Securities Listed Under Section 703.21 and 703.22 and Traded on NYSE Bonds https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5717.html https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5717.html Tue, 17 Mar 2009 00:00:00 -0700 E9-5717 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5717.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.87-Obvious Errors https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5716.html https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5716.html Tue, 17 Mar 2009 00:00:00 -0700 E9-5716 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5716.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5715.html https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5715.html Tue, 17 Mar 2009 00:00:00 -0700 E9-5715 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5715.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish New Rules Applicable to the Nasdaq Market Center and Nasdaq Options Market That Explicitly Require Members To Input Accurate Information Into Nasdaq Systems https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5714.html https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5714.html Tue, 17 Mar 2009 00:00:00 -0700 E9-5714 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5714.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Debt Securities That Are Issued Under the Debt Guarantee Program Component of the Federal Deposit Insurance Corporation's Temporary Liquidity Guarantee Program to the GCF Repo Service https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5687.html https://regulations.justia.com/regulations/fedreg/2009/03/17/E9-5687.html Tue, 17 Mar 2009 00:00:00 -0700 E9-5687 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-17/pdf/E9-5687.pdf