<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/16?registers=between Sun, 22 Dec 2024 12:53:12 -0800 Sun, 22 Dec 2024 12:53:12 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/16?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable the Listing and Trading of Options on Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5594.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5594.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5594 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5594.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Obvious Error Rules https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5593.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5593.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5593 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5593.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Hybrid Rule Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5572.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5572.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5572 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5572.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX PHLX, Inc. Relating to Elimination of Sector Index Options From Monthly Firm Cap https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5571.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5571.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5571 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5571.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change To Introduce a NYSE OpenBook Nonprofessional Subscriber Fee and To Revise the Unit of Count That Determines the Device Fees Payable by Data Recipients https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5570.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5570.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5570 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5570.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, LLC; Order Approving Proposed Rule Change To Introduce a NYSE Order Imbalance Information Fee https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5569.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5569.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5569 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5569.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Leverage Factor Applicable to the MacroShares Major Metro Housing Trusts https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5568.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5568.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5568 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5568.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating To Expanding the Scope and Timing To Collect and Pass-Through Fees Owed by Participants to American Depositary Receipt Agents https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5567.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5567.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5567 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5567.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Two Pilot Programs https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5566.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5566.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5566 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5566.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Nomination and Election of Candidates for Governor and Independent Governor https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5565.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5565.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5565 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5565.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto by NASDAQ OMX PHLX, Inc. To Amend the Exchange's Fee Schedule Relating to the Market Access Provider Subsidy https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5564.html https://regulations.justia.com/regulations/fedreg/2009/03/16/E9-5564.html Mon, 16 Mar 2009 00:00:00 -0700 E9-5564 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-16/pdf/E9-5564.pdf