<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/13?registers=between Thu, 17 Jul 2025 16:08:16 -0700 Thu, 17 Jul 2025 16:08:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/13?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Discovery Guide To Update the Document Production Lists https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5389.html https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5389.html Fri, 13 Mar 2009 00:00:00 -0700 E9-5389 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5389.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges Applicable to the Option Strategy Executions Pilot Program https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5388.html https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5388.html Fri, 13 Mar 2009 00:00:00 -0700 E9-5388 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5388.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of the Dividend, Merger and Short Stock Interest Strategies Fee Cap Pilot Program Until March 1, 2010 https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5387.html https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5387.html Fri, 13 Mar 2009 00:00:00 -0700 E9-5387 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5387.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext U.S. LLC To Permit Two Trading Officials To Modify the Required Bid/Ask Differentials https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5386.html https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5386.html Fri, 13 Mar 2009 00:00:00 -0700 E9-5386 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5386.pdf Rule - Attaching Authenticating Documents to Online Form ID Applications https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5377.html https://regulations.justia.com/regulations/fedreg/2009/03/13/E9-5377.html Fri, 13 Mar 2009 00:00:00 -0700 E9-5377 Rule http://www.gpo.gov/fdsys/pkg/FR-2009-03-13/pdf/E9-5377.pdf