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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/11?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/11?registers=between
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to the Adoption of FINRA Rule 2140 (Interfering With the Transfer of Customer Accounts in the Context of Employment Disputes) in the Consolidated FINRA Rulebook
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5212.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5212.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5212Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5212.pdfNotice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5211.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5211.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5211Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5211.pdfNotice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc.
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5210.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5210.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5210Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5210.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC To Temporarily Suspend Its Price Continued Listing Standard and Extend the Period of the Temporary Lowering of Its Average Global Market Capitalization Continued Listing Standard
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5209.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5209.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5209Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5209.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the CBSX Direct Connectivity Charge and the Trading Permit Application Fee
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5208.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5208.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5208Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5208.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change Relating to the Reduction of the Annual Fee for Certain Issues Listed Under Rule 5.2(j)(6)
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5207.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5207.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5207Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5207.pdfNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5206.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5206.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5206Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5206.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Temporary Membership Status and Interim Trading Permit Access Fees
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5205.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5205.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5205Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5205.pdfNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Rule Change by NYSE Arca, Inc. Implementing Fee Change
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5204.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5204.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5204Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5204.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend the Definition of TRACE-Eligible Security To Include Securities Eligible for Public Sale and Additional Securities That Are Restricted Securities
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5203.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5203.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5203Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5203.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Rule 10.16, Sanctioning Guidelines
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5202.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5202.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5202Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5202.pdfNotice - Sunshine Act Meeting
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5132.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5132.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5132Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5132.pdfNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Order Handling and Exposure Periods on the Boston Options Exchange Facility
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5130.html
https://regulations.justia.com/regulations/fedreg/2009/03/11/E9-5130.htmlWed, 11 Mar 2009 00:00:00 -0700E9-5130Noticehttp://www.gpo.gov/fdsys/pkg/FR-2009-03-11/pdf/E9-5130.pdf