<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/10?registers=between Sun, 20 Jul 2025 01:11:15 -0700 Sun, 20 Jul 2025 01:11:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/10?registers=between Notice - In the Matter of International Business Ventures Group, Inc.; File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-5169.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-5169.html Tue, 10 Mar 2009 00:00:00 -0700 E9-5169 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-5169.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Modifying the Appendix of the GSD-CME Cross-Margining Agreement, Deletion of the GSD-TCC Cross-Margining Arrangement, and Technical Changes and Corrections https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-5057.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-5057.html Tue, 10 Mar 2009 00:00:00 -0700 E9-5057 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-5057.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Incorporated NYSE Rules 12 (“Business Day”) and 282 (Buy-in Procedures) and To Delete Incorporated NYSE Rule 177 (Delivery Time-“Cash” Contracts) Relating to the Elimination of NYSE Members' Ability To Enter Orders on the NYSE With Settlement Instructions of “Cash,” “Next Day” and “Seller's Option” https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4965.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4965.html Tue, 10 Mar 2009 00:00:00 -0700 E9-4965 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-4965.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 123C To Provide the Exchange With the Ability To Temporarily Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4964.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4964.html Tue, 10 Mar 2009 00:00:00 -0700 E9-4964 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-4964.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 123C To Provide the Exchange With the Ability To Temporarily Suspend Certain Exchange Requirements Relating to the Closing of Securities at the Exchange https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4963.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4963.html Tue, 10 Mar 2009 00:00:00 -0700 E9-4963 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-4963.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, by International Securities Exchange, LLC Relating to Changes to the Third Amended and Restated Limited Liability Company Operating Agreement of Direct Edge Holdings LLC https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4962.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4962.html Tue, 10 Mar 2009 00:00:00 -0700 E9-4962 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-4962.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to a New Limited Representative Registration Category for Investment Banking Professionals https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4961.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4961.html Tue, 10 Mar 2009 00:00:00 -0700 E9-4961 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-4961.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Certain Equity Transaction Fees and Rebates https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4960.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4960.html Tue, 10 Mar 2009 00:00:00 -0700 E9-4960 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-4960.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Adopting New NYSE Rule 6A and Amending Existing NYSE Rule 36 Concerning the Use of Personal Portable or Wireless Communication Devices and the Use or Possession of Wireless Trading Devices On and Off the Exchange Trading Floor https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4959.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4959.html Tue, 10 Mar 2009 00:00:00 -0700 E9-4959 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-4959.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC To Eliminate the $3 Price Requirement for Continued Approval for an Underlying Security and Listing Additional Series of Options https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4958.html https://regulations.justia.com/regulations/fedreg/2009/03/10/E9-4958.html Tue, 10 Mar 2009 00:00:00 -0700 E9-4958 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-10/pdf/E9-4958.pdf