<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/09?registers=between Mon, 14 Jul 2025 11:01:28 -0700 Mon, 14 Jul 2025 11:01:28 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/09?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Bear Market Strategic Accelerated Redemption Securities® Linked to the S&P Small Cap Regional Banks Index https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4877.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4877.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4877 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4877.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending a Temporary Equity Transaction Fee for Shares Executed on the NYSE MatchPoint SM https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4876.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4876.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4876 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4876.pdf Notice - Forward Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4875.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4875.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4875 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4875.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend NYSE Rule 17 To Address Issues Related to Vendor Liability and To Make Amendments and Conforming Changes to NYSE Rule 18 https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4874.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4874.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4874 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4874.pdf Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Alternext Equities Rule 17 To Address Issues Related to Vendor Liability and To Make Amendments and Conforming Changes to NYSE Alternext Equities Rule 18 https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4873.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4873.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4873 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4873.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC Adopting New Rule 6A-NYSE Alternext Equities and Amending Existing Rule 36-NYSE Alternext Equities Concerning the Use of Personal Portable or Wireless Communication Devices and the Use or Possession of Wireless Trading Devices On and Off the Exchange Trading Floor https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4872.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4872.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4872 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4872.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4816.html https://regulations.justia.com/regulations/fedreg/2009/03/09/E9-4816.html Mon, 09 Mar 2009 00:00:00 -0700 E9-4816 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-09/pdf/E9-4816.pdf