<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/06?registers=between Sun, 22 Jun 2025 15:18:59 -0700 Sun, 22 Jun 2025 15:18:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2009/03/06?registers=between Notice - Self-Regulatory Organizations; NYSE Alternext US, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4785.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4785.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4785 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4785.pdf Notice - Securities Act of 1933, Release No. 9010/March 3, 2009; Securities Exchange Act of 1934, Release No. 59487/March 3, 2009; Order Regarding Review of FASB Accounting Support Fee for 2009 Under Section 109 of the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4780.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4780.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4780 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4780.pdf Notice - Self-Regulatory Organizations; NYSE Alternext U.S. LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Use Its Broker Dealer Affiliate, Archipelago Securities, LLC, as Its Routing Broker for Options Orders https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4779.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4779.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4779 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4779.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Establish Rules for the Trading of Listed Options https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4778.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4778.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4778 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4778.pdf Notice - Self-Regulatory Organizations; NYSE Alternext US, LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1 Amending Its Schedule of Fees and Charges for Exchange Services https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4777.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4777.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4777 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4777.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change Relating to Zero Bid Orders on the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4769.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4769.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4769 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4769.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Listing and Trading of Shares of the iShares® MSCI All Peru Index Fund https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4768.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4768.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4768 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4768.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4767.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4767.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4767 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4767.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Regulatory Circular RG02-101 Issued Under Rule 17.50(g)(6)-Imposition of Fines for Minor Rule Violations https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4757.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4757.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4757 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4757.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market, LLC; NASDAQ OMX BX, Inc.; NASDAQ OMX Phlx, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Changes To Amend the Certificate of Incorporation of The NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4756.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4756.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4756 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4756.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to SPDR Barclays Capital Convertible Bond ETF https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4755.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4755.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4755 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4755.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 4, To Amend NYSE Rule 452 and Listed Company Manual Section 402.08 To Eliminate Broker Discretionary Voting for the Election of Directors and Codify Two Previously Published Interpretations That Do Not Permit Broker Discretionary Votes for Material Amendments to Investment Advisory Contracts https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4754.html https://regulations.justia.com/regulations/fedreg/2009/03/06/E9-4754.html Fri, 06 Mar 2009 00:00:00 -0800 E9-4754 Notice http://www.gpo.gov/fdsys/pkg/FR-2009-03-06/pdf/E9-4754.pdf